Ian IppolitoApr 16, 201912 min readThe Spectacular Rise and Fall of Direct Lending Investments (DLI)SEC says wildly popular fund inflated returns for years and investors could lose 25% (or more) of their money. Also: how the "roach test"...
Ian IppolitoJan 29, 20182 min readRich Uncles' auditor charged with accounting fraud by SECThis, on top of SEC investigation for marketing fraud, adds to embattled platform's woes. Now, a new Wall Street Journal article alleges...
Ian IppolitoDec 17, 20176 min readSEC Fires Warning Shot at Bitcoin ICOs (Initial Coin Offerings)Unregistered investments put on notice that they're breaking the law, and can expect vigorous policing and enforcement 2018-02-01: Cyber...